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Compliance Manager
- Posted 24 May 2023
- LocationPencoed
- Job type Permanent
- Reference86609
- Contact NameTerry Wetters
Job description
My client has a fantastic opportunity for a HEAD OF COMPLIANCE to Make a positive impact on the day to day operations of a successful global business, taking the lead on risk management to ensure delivery of ethical and compliant practices across the board.
Key responsibilities:
- Lead a new function within the business, working with the Group General Counsel and Company Secretary to ensure adherence to laws, rules and regulations
- Ensure the business effectively measures and manages the risks it faces, and support colleagues in their duty to comply with relevant laws, regulations and internal procedures
- Manage 2 direct reports, leading on compliance monitoring/reporting across the business
- Develop and manage routine monitoring and compliance audits as required
- Managing the whistleblowing facility, ensuring adequate follow-ups are in place
- Undertaking 'Horizon scanning' activities, keeping colleagues across the business informed of emerging issues and regulatory developments
- Maintain effective compliance and conduct risk frameworks
- Oversee development and maintenance of company compliance policies and procedures
- Engaging with all staff to develop a positive and professional approach to compliance
- Act as primary point of contact with regulators and other key bodies
Key skills & experience required:
- Experience in a compliance management role
- Compliance qualification e.g ICA
- Experience of collating data and producing MI reports
- Strong analytical and problem-solving skills
- Ability to write clear and concise records
- Strong attention to detail